Doug Smith joined the Investment Services group as a financial consultant in 2008. With over 20 years of experience as an investment consultant, he provides strategy guidance to clients ensuring an integrated approach to their overall financial goals. Mr. Smith is a graduate of Virginia Polytechnic Institute and is a native of Virginia. He has his FINRA Series 7 and 66 securities registrations held with LPL Financial as well as his North Carolina life and health and long-term care insurance licenses. He has lived in the Charlotte area for 20 years.
FINRA Series 7 and 66 securities registrations held with LPL Financial
North Carolina life and health and long-term care insurance license
Virginia Polytechnic Institute
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**Products and services offered through LPL Financial.
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC.). Insurance products are offered through LPL or its licensed affiliates. South State Bank and South State Investment Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using South State Investment Services and may also be employees of South State Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, South State Bank or South State Investment Services. Securities and insurance offered through LPL or its affiliates are:
Not Insured by FDIC or Any Other Government Agency
Not Bank Guaranteed
Not Bank Deposits or Obligations
May Lose Value
The services offered within this investment site are available exclusively through our U.S. registered representatives and are available for U.S. residents only. LPL Financial U.S. registered representatives may only conduct business with residents of the states for which they are properly registered. Please note that not all of the investments and services mentioned are available in every state.