Doug Smith joined the Investment Services group as a financial consultant in 2008. With over 20 years of experience as an investment consultant, he provides strategy guidance to clients ensuring an integrated approach to their overall financial goals. Mr. Smith is a graduate of Virginia Polytechnic Institute and is a native of Virginia. He has his FINRA Series 7 and 66 securities registrations held with LPL Financial as well as his North Carolina life and health and long-term care insurance licenses. He has lived in the Charlotte area for 20 years.
FINRA Series 7 and 66 securities registrations held with LPL Financial
North Carolina life and health and long-term care insurance license
Virginia Polytechnic Institute
Securities offered through LPL Financial, member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates. South State Bank and South State Investment Services are not registered broker/dealers and are not affiliated with LPL Financial. Advisory Services offered through LPL Financial, a Registered Investment Advisor.
*Please consult your tax-advisor for tax related issues.
Not FDIC Insured
Not Bank Guaranteed
May Lose Value
Not Insured by any Federal Government Agency
Not a Bank Deposit
The services offered within this investment site are available exclusively through our U.S. registered representatives and are available for U.S. residents only. LPL Financial U.S. registered representatives may only conduct business with residents of the states for which they are properly registered. Please note that not all of the investments and services mentioned are available in every state.